Regional Roundtable: Boston 12-9-15
 
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Stephen Murphy
Director
Regulatory Compliance & NCS
Stephen Murphy comes to Regulatory Compliance’s NYC office with over 25 years of experience in the Capital Markets as a trader, broker, CCO, operations officer, FinOp, and CEO. Mr. Murphy developed broad knowledge of the financial markets and compliance related thereto through 15 years of trading in both commodities and equities, building execution focused BDs, and running a global Alternative Trading System for both equities and fixed income. Mr. Murphy is poised to assist firms to maintain robust systems, processes and compliance regimes while growing their franchise.
 
Stephen Weisman
Partner
McCARTER & ENGLISH

Mr. Weisman is a member of the Firm's Insurance Coverage Group and the Data Privacy and Cyber Risk Task Force. He has a national commercial litigation practice representing corporate policyholders in all types of insurance-related matters including complex coverage disputes, insurance broker disputes, and premium disputes in state and federal courts throughout the United States. Mr. Weisman advises his clients on and litigates a broad range of insurance issues concerning an array of underlying liabilities and first-party losses under a wide variety of insurance policies, including general liability insurance, directors’ and officers’ insurance, errors and omissions insurance, employment practices liability insurance, management liability insurance and first party property insurance. Mr. Weisman’s guidance also extends to counseling clients on data privacy matters, including data breach notice requirements and cyber risk insurance coverage. Drawing on his broad experience, Mr. Weisman counsels clients on regulatory compliance matters, developing internal practices and procedures to address his clients’ compliance needs. Mr. Weisman’s credentials also extend to providing advice on the scope of his clients’ existing insurance coverage programs relative to their potential risks. As for his pre-trial work, Mr. Weisman actively and regularly engages in expert witness discovery, deposing experts on a variety of technical issues, including accounting matters and accounting guidance (including GAAP and the SEC’s Staff Accounting Bulletins), environmental standards and insurance industry standards/custom and practice, including underwriting, claims handling, and placement of insurance policies.

 
Richard Green
Partner
McCARTER & ENGLISH

Mr. Green is a partner of the firm who provides legal and business counsel to Global 2000 corporations, Wall Street banks, emerging companies and individual inventors in matters involving the sourcing, commercialization, use and protection of intellectual property, technology and technology-enabled products and services around the world. In addition to transactions, disputes and rights registration, Rich assists clients in operational, governance and compliance matters with a particular emphasis on privacy and data security in regulated industries including the Gramm-Leach-Bliley Act, the Health Insurance Portability and Accountability Act, the Payment Card Industry Data Security Standards and SSAE-16 and AT 101 requirements. Mr. Green formerly served as North American general counsel and corporate secretary for a publicly traded UK-based technology and business process outsourcing company and brings an insider's perspective to solving his clients' problems. Mr. Green writes regularly about outsourcing, e-commerce, intellectual property, and technology matters. Mr. Green has been listed in The Best Lawyers in America in the area of Technology Law since 2007. Mr. Green served in the United States Marine Corps from 1987-1991.

 
Craig Moreshead
Director
Regulatory Compliance & NCS
Mr. Moreshead is the director of compliance services for Regulatory Compliance's investment adviser clients including registrations, policies and procedures, and examinations. As an attorney with in-depth knowledge of federal securities regulations, Mr. Moreshead specializes in regulatory issues related to hedge fund and private equity managers. Previously, he worked for a large financial services company, where he provided compliance counsel to the registered investment adviser and fund family, broker-dealer, and business executives regarding compliance with federal and state regulatory requirements.