Meeting Location:
McCarter & English
265 Franklin Street
Boston, MA 02110
Registration is required to gain access to the meeting.
Join us for a casual conversation between our experts on the following topics:
Regulatory priorities - what are your concerns?
Cybersecurity - are you reshaping your firm?
Third party vendors - are you protected?
Who Should Attend? This session is open to RIA and BD compliance professionals. Please share this invitation with your colleagues.
Light refreshments will be provided.
Sessions to be led by:
Craig Moreshead, Director
Regulatory Compliance, NCS
Stephen Murphy, Director
Regulatory Compliance, NCS
Richard L. Green, Partner
McCARTER & ENGLISH
Steven Weisman, Partner
McCARTER & ENGLISH
Press Release Oct. 27, 2015:
National Compliance Services and Regulatory Compliance join forces to form full-service compliance consulting powerhouse CLICK TO READ THE FULL RELEASE