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Services
SOC Reporting, Cybersecurity Compliance, Risk Assurance and Advisory, Risk Advisory and Cybersecurity
Services, System & Organization Controls, Assurance
Industries
Banking, Financial Services
With more than 20 years of experience in finance and accounting, Jay
focuses on providing assurance and consulting services to financial
institutions and third-party processing organizations, including internal
audits, risk management, information technology and Sarbanes-Oxley
compliance. Jay also leads the firm’s SSAE 16 – Service Organization Controls
Reporting practice.
Jay is a certified public accountant, internal auditor and CSF
Practitioner. His experience includes serving as senior compliance manager
for a global banking institution, a business advisory senior manager for an
international CPA firm, a managing consultant for a large technology and
process consulting firm and a financial statement auditor for a Big Four
accounting firm.
Jay has written numerous articles on dealing with Sarbanes-Oxley,
corporate governance and internal controls. He also was a principal
contributor in COSO’s Guidance on Monitoring Internal Control Systems.
Education, Credentials and Special Training
- Certified
Public Accountant
- Certified
Internal Auditor
- Certified
CSF Practitioner
- M.S.,
Accounting, Appalachian State University
- B.A.,
Economics and Speech Communication, University of North Carolina at
Chapel Hill
Civic and Community Activities
- Leadership
Charlotte, Class of XXV
- Charlotte
Trolley, Inc., Treasurer
- Charlotte
Sportsman’s Club, Treasurer
- Cub Scouts
– Pack 3, Cubmaster and past committee chair
Professional Affiliations
- North
Carolina Association of Certified Public Accountants, Board Member, Charlotte
Chapter
- Institute
of Internal Auditors, member and formerly served on the Board of
Governors, Charlotte Chapter
- American
Institute of Certified Public Accountants
- Mortgage
Bankers Association, Leadership Certification
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