June 8, 2017 | ||||||
08:30 - 09:15am | Registration and Refreshments | |||||
09:15 am | Welcome | |||||
09:15 - 10:05am | Panel 1 | Evolving Governance Roles and Expectations Richard Kerr, partner, K&L Gates Carol McMullen, fund director, Alliance Bernstein Talking points:
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10:05 - 11:00am | Panel 2 | The New Regulatory Environment Paul Ellenbogen, head of global regulatory solutions, Morningstar Tracey Flaherty, senior vice president | government relations and retirement strategy, Natixis Global Asset Management Linda Hoard, former senior managing counsel and managing director, BNY Mellon Clair Pagnano, partner, K&L Gates Talking points:
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11:00 - 11:30am | Refreshment break | |||||
11:30 - 12:25pm | Panel 3 | Future of Mutual Funds Ndenisarya Bregasi, partner, K&L Gates Christina West, investment consultant | board consulting services, Morningstar Talking points:
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12:25 - 1:25pm | Lunch | |||||
1:25 - 2:15pm | ROUNDTABLES For each of the next two sessions we will break out into smaller groups to discuss areas of interest in a more intimate discussion setting. Each session will have a discussion leader or two | |||||
1:25 - 2:15pm | Session 1 | Oversight of Service Providers and Intermediaries Mark Goshko, partner, K&L Gates Susan Malloy, vice president and assistant treasurer, Putnam Investments Philip Wellman, vice president and chief compliance officer, MassMutual Funds and MMl Investment Advisers Talking points:
| Session 2 | Cybersecurity Talking points:
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2:15 - 3:05pm | ROUNDTABLES For each of the next two sessions we will break out into smaller groups to discuss areas of interest in a more intimate discussion setting. Each session will have a discussion leader or two | |||||
2:15 - 3:05pm | Session 1 | Board Succession, Diversity, Director Education Bruce Crockett, independent trustee & chair, Invesco Ellen Needham, senior managing director, State Street Global Advisors Talking points:
| Session 2 | Pricing and Valuation Oversight Daniel Kern, chief investment officer, TFC Financial Talking points:
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3:05 - 3:35pm | Refreshment Break | |||||
3:35 - 4:25pm | Panel 4: Mutual Fund Litigation Update Bill MacGregor, executive director and deputy general counsel, UBS Asset Management Talking points:
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4:30pm | Closing remarks |