| SUMMIT AGENDA |
| Wednesday, November 2 | |
 8:00 am - 9:00am | Registration and refreshments |
| 9:00 am - 9:15 am | Welcome from Chair |
| 9:15 am - 10:00 am | Start-ups in the city: how to grow a successful business from those who did it [More Info] Barb Crowell, CFO, Rimrock Capital Management Rachel Minard, Founder & CEO, Minard Capital Jennifer Briones, Partner, Audit, , Ernst & Young LLP, Financial Services Organization |
| 10:00 am - 10:45 am | Disruption: how tech is changing the game & influencing industry [More Info] Conrad Gann, COO, Cerebellum Capital Paul Hammant, chief science officer, HedgeServ Olaf Carlson-Wee, founder & CEO, Polychain Capital |
| 10:45 am - 11:15 am | Refreshment break |
| 11:15 am - 12:00 pm | ROUNDTABLES |
| 11:15 am - 12:00 pm | 1. Attracting investors & raising capital in a volatile climate [More Info] Ricardo Cortez, Co-Chief Executive Officer, Broadmark Asset Management LLC |
| 11:15 am - 12:00 pm | 2. Tackling taxes and staying compliant with the IRS [More Info] Navin Sethi, Partner, Tax , Ernst & Young LLP, Financial Services Organization Sofia Shah, Senior Manager Tax, Ernst & Young LLP, Financial Services Organization |
| 11:15 am - 12:00 pm | 3. Close encounters with the SEC: their latest goals and surviving an audit [More Info] |
| 11:15 am - 12:10 pm | 4. In house v. outsourcing: striking the right balance [More Info] Barb Crowell, CFO, Rimrock Capital Management |
| 11:15 am - 12:10 pm | 5. Cultivating culture: attracting, training, and retaining good talent [More Info] Kathy Wheadon, President & Founder, Clarelane Consulting LLC |
| 12:00 pm - 12:45 pm | ROUNDTABLES |
| 12:00 pm - 12:45 pm | 1. Attracting investors & raising capital in a volatile climate [More Info] Ricardo Cortez, Co-Chief Executive Officer, Broadmark Asset Management LLC |
| 12:00 pm - 12:45 pm | 2. Tackling taxes and staying compliant with the IRS [More Info] Navin Sethi, Partner, Tax , Ernst & Young LLP, Financial Services Organization Sofia Shah, Senior Manager Tax, Ernst & Young LLP, Financial Services Organization |
| 12:00 pm - 12:45 pm | 3. Close encounters with the SEC: their latest goals and surviving an audit [More Info] |
| 12:00 pm - 12:45 pm | 4. In house v. outsourcing: striking the right balance [More Info] Craig Skaling, COO & CFO, Copernicus Capital Ricardo L. Cortez,, co-CEO, Broadmark Asset Management LLC Susan Hallgren, director, investment operations, PAAMCO |
| 12:00 pm - 12:45 pm | 5. Cultivating culture: attracting, training, and retaining good talent [More Info] Scott Beal, president, Bocage Capital Guillaume Detrait, Chief Operating Officer & Chief Enterprise Risk Officer, Welton Investment Partners LLC |
| 12:45 pm - 2:00 pm | Lunch |
| 2:00 pm - 2:45 pm | ROUNDTABLES |
| 2:00 pm - 2:45 pm | 1. Attracting investors & raising capital in a volatile climate [More Info] Ricardo Cortez, Co-Chief Executive Officer, Broadmark Asset Management LLC |
| 2:00 pm - 2:45 pm | 2. Tackling taxes and staying compliant with the IRS [More Info] Navin Sethi, Partner, Tax , Ernst & Young LLP, Financial Services Organization Sofia Shah, Senior Manager Tax, Ernst & Young LLP, Financial Services Organization |
| 2:00 pm - 2:45 pm | 3. Close encounters with the SEC: their latest goals and surviving an audit [More Info] |
| 2:00 pm - 2:45 pm | 4. In house v. outsourcing: striking the right balance [More Info] Craig Skaling, COO & CFO, Copernicus Capital Jarod Winters, COO and CCO, Sunrise Capital Partners |
| 2:00 pm - 2:45 pm | 5. Cultivating culture: attracting, training, and retaining good talent [More Info] Scott Beal, president, Bocage Capital Guillaume Detrait, Chief Operating Officer & Chief Enterprise Risk Officer, Welton Investment Partners LLC |
| 2:45 pm - 3:15 pm | Break |
| 3:15 pm - 4:00 pm | ROUNDTABLES |
| 3:15 pm - 4:00 pm | 1. Attracting investors & raising capital in a volatile climate [More Info] Ricardo Cortez, Co-Chief Executive Officer, Broadmark Asset Management LLC |
| 3:15 pm - 4:00 pm | 2. Tackling taxes and staying compliant with the IRS [More Info] Navin Sethi, Partner, Tax , Ernst & Young LLP, Financial Services Organization Sofia Shah, Senior Manager Tax, Ernst & Young LLP, Financial Services Organization |
| 3:15 pm - 4:00 pm | 3. Close encounters with the SEC: their latest goals and surviving an audit [More Info] |
| 3:15 pm - 4:00 pm | 4. In house v. outsourcing: striking the right balance [More Info] Jarod Winters, COO and CCO, Sunrise Capital Partners Susan Hallgren, director, investment operations, PAAMCO Kathy Wheadon, President & Founder, Clarelane Consulting LLC |
| 3:15 pm - 4:00 pm | 5. Cultivating culture: attracting, training, and retaining good talent [More Info] Scott Beal, president, Bocage Capital Guillaume Detrait, Chief Operating Officer & Chief Enterprise Risk Officer, Welton Investment Partners LLC |
| 4:00 pm - 6:00 pm | Drinks reception |
| 6:00 pm | Event closes |
