| Thursday, 1 September 2016 | |||
| 09:00 - 09:45 | Delegate registration | ||
| 09:45 - 10:30 | The big picture: What will the final version of the regulation mean for your business? [More Info] Doug Bendle, CFO, Adelphi Capital Adam Jacobs, global head of markets regulation, AIMA Chris Dingley, Head of Sales, Abide Financial Bobby Johal, managing consultant, Cordium Jeremy Bezant Ph.D., head of product development, EMEA & LA, Neuberger Berman | ||
| 10:30 - 11:15 | In focus: the technology and compliance challenges of monitoring, recording and storing 'relevant conversations' and trade reporting [More Info] Russell Hart, COO, Alcova James Foley, head of customer experience , BT smartnumbers Geoff Galbraith, COO, Man Group GLG Simon Eyre, director of services, Eze Castle Integration | ||
| 11:15 - 11:45 | Refreshment break | ||
| ROUNDTABLES [More Info] | |||
| 11:45 - 12:30 | A. Recording and storing relevant conversations – an in-depth discussion for small groups [More Info] Darrol Stevens, solutions director, Tancroft | ||
| 11:45 - 12:30 | B. Paying for research: not the end, but the evolution of bundled commissions [More Info] Eric Scheurer, CFO, Gladstone Capital Management Don Scott, head of Investment Management Regulatory Advisory, KPMG Ireland | ||
| 11:45 - 12:30 | C. MiFID II, the EU, UK, and you – clearing up the post-Brexit confusion [More Info] Malcolm Goddard, COO, Altima Partners Vishnu Thurpati, analyst, Lombard Odier Asset Management | ||
| 12:30 - 14:00 | Lunch | ||
| ROUNDTABLES [More Info] | |||
| 14:00 - 14:45 | A. Recording and storing relevant conversations – an in-depth discussion for small groups [More Info] John Duggan, owner, Tancroft | ||
| 14:00 - 14:45 | B. Paying for research: not the end, but the evolution of bundled commissions [More Info] Safraz Zavahir, head of corporate legal & compliance (Europe), Davidson Kempner Partners Alison Hollingshead, head of investment management services, Man Group | ||
| 14:00 - 14:45 | C. MiFID II, the EU, UK, and you – clearing up the post-Brexit confusion [More Info] Malcolm Goddard, COO, Altima Partners Don Scott, head of Investment Management Regulatory Advisory, KPMG Ireland | ||
| ROUNDTABLES [More Info] | |||
| 14:45 - 15:30 | A. Recording and storing relevant conversations – an in-depth discussion for small groups [More Info] Darrol Stevens, solutions director, Tancroft | ||
| 14:45 - 15:30 | B. Paying for research: not the end, but the evolution of bundled commissions [More Info] Safraz Zavahir, head of corporate legal & compliance (Europe), Davidson Kempner Partners Alison Hollingshead, head of investment management services, Man Group Don Scott, head of Investment Management Regulatory Advisory, KPMG Ireland | ||
| 14:45 - 15:30 | C. MiFID II, the EU, UK, and you – clearing up the post-Brexit confusion [More Info] Stephen Stokes, compliance manager, Omni Partners | ||
| 15:30 - 16:30 | Drinks Reception [More Info] | ||
