Title
vice president and chief compliance officer
Company
MassMutual Funds and MMl Investment Advisers
Bio
Philip Wellman is responsible for managing the compliance and ethics programs for the mutual funds and investment advisor. Prior to joining MassMutual, Mr Wellman was Senior VP and Assistant General Counsel at Advest. Mr Wellman received a BA with honors in political science from Trinity College and a JD with honors from the University of Connecticut School of Law, where he was an Articles Editor for the Connecticut Law Review. He is an active member of the American Bar Association, the Connecticut Bar Association, the Association of Corporate Counsel, the Investment Company Institute, and the Securities Industry and Financial Markets Association. He also serves as an industry arbitrator for the Financial Industry Regulatory Authority.