SUMMIT AGENDA
Thursday, 1 June 2017
08:45 - 09:45Registration and networking breakfast
09:45 - 10:30The race to comply with MiFID II – are you where you need to be? [More Info]
Adam Jacobs-Dean, Head of Markets Regulation, AIMA
Darren Fox, Partner, Simmons & Simmons
Jonathan Greenwold, General Counsel, Aspect Capital
Stephen Foster, CEO, Credit Suisse Asset Management
10:30 - 11:15The cost of implementation: Successfully navigating price discovery for research payments & other services [More Info]
Ian Lloyd, Partner, Head of Operations, TT International
Hartej Jagdev, Head of Operations & Partner, Naya Management
David Gilbert, General Counsel, Rokos Capital Management
Vicky Sanders, Co-CEO, RSRCHXchange
11:15 - 11:45Refreshment break
11:45 - 12:30MifiD II, investors and you: How the regulation will affect your key relationships [More Info]
Nicholas Colston, Partner, Simmons & Simmons
Alastair Smith, Partner, Harmonic Capital Partners
Stephanie Taylor, Head of Event Content, HFMWeek
12:30 - 13:30Lunch
13:30 - 14:15ROUNDTABLE SESSIONS [More Info]
13:30 - 14:15A. A masterclass in call and voice recording [More Info]
Nick Reid, Director, Tancroft Communications
Oliver Blower, Group CEO, VoxSmart
Darrol Stevens, Solutions Director, Tancroft Communications
13:30 - 14:15B. Bundled commissions and research: Unbundling the new rules [More Info]
John Ventress, Head of Legal, Lombard Odier Asset Management
Vicky Sanders, Co-CEO, RSRCHXchange
13:30 - 14:15C. A practical guide to transparency & transaction reporting rules [More Info]
Paul Yau, Senior Regulatory Counsel & Associate General Counsel, Advise Technologies
13:30 - 14:15D. Focus on passporting: MiFID II in a post-Brexit world [More Info]
Ryan Taylor, Group Head of Compliance, Brevan Howard
14:15 - 15:00ROUNDTABLE SESSIONS [More Info]
14:15 - 15:00A. A masterclass in call and voice recording [More Info]
Nick Reid, Director, Tancroft Communications
Oliver Blower, Group CEO, VoxSmart
Darrol Stevens, Solutions Director, Tancroft Communications
14:15 - 15:00B. Bundled commissions and research: Unbundling the new rules [More Info]
Vicky Sanders, Co-CEO, RSRCHXchange
John Ventress, Head of Legal, Lombard Odier Asset Management
14:15 - 15:00C. A practical guide to transparency & transaction reporting rules [More Info]
Paul Yau, Senior Regulatory Counsel & Associate General Counsel, Advise Technologies
14:15 - 15:00D. Focus on passporting: MiFID II in a post-Brexit world [More Info]
Ryan Taylor, Group Head of Compliance, Brevan Howard
15:00 - 15:30Refreshment break
15:30 - 16:15ROUNDTABLE SESSIONS [More Info]
15:30 - 16:15A. A masterclass in call and voice recording [More Info]
Nick Reid, Director, Tancroft Communications
Oliver Blower, Group CEO, VoxSmart
Darrol Stevens, Solutions Director, Tancroft Communications
15:30 - 16:15B. Bundled commissions and research: Unbundling the new rules [More Info]
Vicky Sanders, Co-CEO, RSRCHXchange
John Ventress, Head of Legal, Lombard Odier Asset Management
15:30 - 16:15C. A practical guide to transparency & transaction reporting rules [More Info]
Paul Yau, Senior Regulatory Counsel & Associate General Counsel, Advise Technologies
15:30 - 16:15D. Focus on passporting: MiFID II in a post-Brexit world [More Info]
Richard Rothwell, Managing Partner, Founder, Stoneware Capital
16:15 - 17:00ROUNDTABLE SESSIONS [More Info]
16:15 - 17:00A. A masterclass in call and voice recording [More Info]
Nick Reid, Director, Tancroft Communications
Oliver Blower, Group CEO, VoxSmart
Darrol Stevens, Solutions Director, Tancroft Communications
16:15 - 17:00B. Bundled commissions and research: Unbundling the new rules [More Info]
Vicky Sanders, Co-CEO, RSRCHXchange
John Ventress, Head of Legal, Lombard Odier Asset Management
16:15 - 17:00C. A practical guide to transparency & transaction reporting rules [More Info]
Paul Yau, Senior Regulatory Counsel & Associate General Counsel, Advise Technologies
16:15 - 17:00D. Focus on passporting: MiFID II in a post-Brexit world [More Info]
Stephen Stokes, Compliance Officer, Omni Partners