SUMMIT AGENDA
Monday, February 27
9:00 am - 9:30 amRegistration and breakfast with Welcome from the Chair
9:30 am - 10:15 amA new year, President & SEC priorities: elements shaking up the regulatory landscape in 2017
William T. MacGregor, Executive Director & Deputy GC, UBS Asset Management (Americas)
John H. Roth, General Counsel & CCO, Venor Capital Management
David Worley, Legal Counsel & US CCO, Arrowgrass Capital Partners (US) LP
Brendan Kalb, General Counsel, AQR Capital Management, LLC
10:15 am - 11:00 amThe evolving role of the general counsel and CCO
Helene Glotzer, CCO, Bridgewater Associates
Nargis Hilal, CCO, KLS Diversified Asset Management
Andrew N. Siegel, CCO & Chief Regulatory Counsel, Perella Weinberg Partners
Joe Allessie, Americas Chief Compliance Officer, UBS Asset Management
Leanne Golding, Senior Vice President, The Harbour Trust Company
11:00 am - 11:30 amRefreshment break
11:30 am - 12:15 amAvoiding insider trading and the resultant reputational damage
Facilitator: Irshad Karim, Counsel & CCO, Lion Point Capital
Brian Meyer, General Counsel, Fir Tree Partners
Mike Neus, Managing Partner & General Counsel, Perry Capital (former)
Marc Baum, General Counsel and Chief Administrative Officer, Serengeti Asset Management
12:15 pm - 1:00 pmKeynote speech
Brad Carpenter, Special Agent, Cyber Division, FBI
1:00 pm- 2:00 pmLunch
2:00 pm - 2:45 pm1.Harmonizing US regulation with global requirements
Gary Kaminsky, CEO, GSK Consulting		2.Automation – using technology to your advantage
Michael Megaw, Managing Director and Global Head of Regulatory Solutions, SS&C
Danny Donado, CEO, Bipsync		3.Compliant recruiting, compensating and governing
Michael D'Angelo, CCO, Saba Capital Management		4.Preparing for an SEC examination – what you need to know
Tom Lloyd, General Counsel, Campbell & Company
2:45 pm - 3:30 pmRoundtables - repeat of earlier sessions
2:45 pm - 3:30 pm1.Harmonizing US regulation with global requirements
Gary Kaminsky, CEO, GSK Consulting		2.Automation – using technology to your advantage
Michael Megaw, Managing Director and Global Head of Regulatory Solutions, SS&C
Danny Donado, CEO, Bipsync		3.Compliant recruiting, compensating and governing
Michael D'Angelo, CCO, Saba Capital Management		4.Preparing for an SEC examination – what you need to know
Tom Lloyd, General Counsel, Campbell & Company
3:30 pm - 4:00 pmRefreshment Break
4:00 pm - 4:45 pmRoundtables - repeat of earlier sessions
4:00 pm - 4:45 pm1.Harmonizing US regulation with global requirements
Gary Kaminsky, CEO, GSK Consulting		2.Automation – using technology to your advantage
Michael Megaw, Managing Director and Global Head of Regulatory Solutions, SS&C
Danny Donado, CEO, Bipsync		3.Compliant recruiting, compensating and governing
Michael D'Angelo, CCO, Saba Capital Management		4.Preparing for an SEC examination – what you need to know
Tom Lloyd, General Counsel, Campbell & Company
4:45 pm - 5:45 pmDrinks reception

Please note that the agenda is subject to change, and the organizers reserve the right to amend the sessions and timings.