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CPE = 16-25 credits (based on a 50-minute hour, Group-Live, Sponsor ID 116037)
CFP® = 1.00 hours (based on a 50-minute hour) 



Regulatory Compliance is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.  State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.  Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org


For more information regarding continuing education credits please contact Sarah Vaira (603) 216-8919 or email sv@regulatorycompliance.com

Learn more about Regulatory Compliance and our full menu of 
investment adviser compliance and broker dealer compliance consulting services.