NY 1/2 Day Regional Compliance Conference (Cyber)
 
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Agenda:

7:30 – 8:15      Registration and Morning Networking Reception    

Continental breakfast and hot/cold beverage will be served.

8:15 – 8:30      Opening Remarks

Evan Ignall, Director, Regulatory Compliance - New York Office

8:30 – 9:15      SEC Alert Overview & Background

Craig Moreshead, Director, Regulatory Compliance

Raj Bahkru, CFA – Chief Executive Officer, Aponix Financial Technologists

9:15 – 9:45      Implementing Protections: Training, Policies, and Assessment

Marc Lotti, PMP, CGEIT – Chief Operating Officer, Aponix Financial Technologists

Eric Hess, Managing Counsel, Hess Legal Counsel

9:45 – 10:15    Roundtable/Q&A

Evan Ignall, Director, Regulatory Compliance - New York Office

10:15 – 10:30  BreakNetworking with Regulators and Sponsors


10:30 – 11:15  Incident Response: Requirements and Notification

Tim O'Brien, Supervisory Special Agent, FBI Cyber Branch New York

Eric Hess, Managing Counsel, Hess Legal Counsel                                                 

11:15 – 11:30 Roundtable/Q&A

Evan Ignall, Director, Regulatory Compliance (New York office)


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Questions? Call Regulatory Compliance at (603) 434-3594 or