Title
Vice President, governance, risk and compliance
Company
Broadridge
Bio
Devin McCune is the vice president of governance, risk and compliance at Broadridge. In this position McCune oversees Broadridge’s 15(c) and 22c-2 regulatory oversight offerings, as well as tools that provide asset managers oversight capabilities. He started his career as an analyst for 15(c) projects before moving into roles managing the team and becoming director of operations. McCune frequently attends fund board meetings, where he provides guidance related to Broadridge’s compliance offerings and 15(c) reports. He also provides fund boards with independent consulting focused on the contract renewal process. His team delivers detailed analysis, commentary and consultation to fund boards related to expense and performance benchmarking. Using the expertise gained over years of working in 15(c) and related board reporting, he helps boards navigate and digest the contract renewal process and materials. He has served as a witness in both litigation and Securities and Exchange Commission investigations against asset managers. Prior to his current work with boards, McCune worked for a third-party administrator, concentrating on limited partnerships and real estate investment trusts. He holds a BA in English from Drake University in Des Moines, Iowa.