Title
partner
Company
WilmerHale
Bio
Amy Doberman has more than 25 years of experience advising clients on federal securities laws, compliance and regulatory requirements pertaining to retail and institutional asset management and wealth management businesses, including almost seven years at the Securities and Exchange Commission. She has extensive experience counseling investment advisers regarding SEC examinations and enforcement matters, mutual fund and ETF product development and fund board relationships and process. She also focuses on mutual fund and ETF distribution issues, as well as sales practice and advertising requirements. Prior to joining the firm, Doberman was general counsel of ProShares, a $30 billion ETF and mutual fund complex, where she was responsible for all legal and compliance issues. Previously, she was a managing director in Morgan Stanley Investment Management's legal and compliance department, managing director and general counsel, Americas at UBS Global Asset Management, and general counsel of Aeltus Investment Management (now part of Voya Financial). From 1990 to 1996, she worked at the SEC, beginning in the Division of Enforcement and then moving to the Division of Investment Management, where she was assistant chief counsel. Doberman chaired the Investment Company Institute's Rules Committee from 2009 to 2012 and the Institute's Mutual Funds Conference in 2008 and 2009. She is a frequent speaker at major industry conferences, and has served on several industry task forces, including the ABA Task Force on Investment Company Use of Derivatives, and is a member of the New York City Bar Association Investment Management Committee.