Webinar: Understanding Your Relationship with Your Clearer

Live Webinar:

Understanding Your Relationship with Your Clearer
Thursday, September 8, 2016
2:00 - 3:00 PM EDT

During this webinar, the panelists will review:

What your clearer can and can not do;
The obligations of a clearer; and
How to respond to FINRA questions about your clearer during an exam.

CPE Credits: 1.0, Group-Live, Program Level: Basic

NCS Regulatory Compliance is registered under "Regulatory Compliance, LLC" with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org TERMS & CONDITIONS

**No charge for NCS Regulatory Compliance clients. Please contact svaira@ncsregcomp.com for complimentary registration link.

	Stephen Murphy Vice President NCS Regulatory Compliance

	Roger Shaffer Managing Director, Correspondent Clearing INTL FCStone Financial Inc.