Compliance Conference 2017
Compliance Conference Palm Beach 2017 -- Home Page Design

Invites you to join us for: Compliance Conference 2017


Discover Powerful Insight for a Stronger Compliance Program

Compliance Conference 2017 is a unique opportunity for your compliance team and decision makers to come together with industry experts, peers and regulators to discuss proactive compliance strategies, identify how rules impact your business and discover best practices for building a stronger compliance program. This valuable event provides:

  • Sessions and workshops on industry hot topics,
  • A customizable agenda loaded for RIAs and BDs with best practices you can take home and easily implement,

  • Networking opportunities with your peers, industry experts and our compliance team, and

  • Insights to help you maintain a strong culture of compliance in an ever-evolving and fast-changing regulatory landscape.

During this conference, you’ll have personal access to our experienced team of compliance professionals, including consultants, examiners and support staff. Now that we have doubled our expertise, solutions and technology through a strategic merger, our conference will bring twice as much value as ever!  

We look forward to seeing you at the Eau Palm Beach Resort and Spa, a Forbes 5-star destination resort, easily accessible from Palm Beach International (PBI) airport.