INVESTOR AND ISSUER REGISTRATION

As the the premier structured finance conference in the world, the number and breadth of investor, issuer and financial intermediary attendance at ASF 2014 will provide a robust one-on-one meeting and business networking environment.



Investor Registration
Qualified investors are individuals directly employed by buy-side firms investing in securitized products whose principal professional responsibilities include investment analysis, investment decision-making and/or portfolio management functions. Qualified investors must be directly involved in their firm's investment in securitized products. Registration as an investor is subject to approval. Consultants, outside counsel, financial advisors, servicers, broker/dealers and any other third party service providers who are not directly employed by a buy-side firm investing in securitized products DO NOT qualify as investors for registration purposes. To qualify, your firm must have invested in securitized products between January 1, 2012 and the date of your conference registration.
 
Issuer Registration
Qualified issuers are individuals who are primarily, directly and personally involved in his/her firm's issuance activities. The firm must directly issue securitized products and individuals must be directly employed by the issuing firm. Registration as an issuer is subject to approval. Consultants, outside counsel, financial advisors, servicers, broker/dealers and any other third party service providers not directly employed by an issuing firm DO NOT qualify as issuers for registration purposes. To qualify, your firm must have issued securitized products between January 1, 2012 and the date of your conference registration.
 
Registration Terms & Conditions
To qualify for the ASF member investor or issuer rate, you must be directly employed, full-time, by an ASF member firm in good standing in ASF’s 2014 fiscal year. Consultants, contractors, vendors and other third parties providing goods or services to an ASF member firm do not qualify.

Please note that every individual registration is reviewed each year. Registration as an investor or issuer for previous ASF events does not guarantee the approval of any individual's investor or issuer registration for ASF 2014. Registrants who register through the ASF website will be asked a series of questions regarding their role in the industry, and walk-in registrants will be required to answer these questions when registering at the ARIA Hotel. This information is required to process registrations. ASF staff may contact registrants via email if additional information is required. Failure to respond to this inquiry within 10 business days will result in the cancellation of the individual's registration.
 
Registration Approval
All registrations and registration categories are subject to ASF approval and your registration category must be valid at both the time of registration and at the time of the Conference. For example, if an individual registers as an ASF member, that individual's firm must be an ASF member firm in good standing at the time of the registration and at the time of the Conference, otherwise the individual will be required to pay the nonmember registration fee and, if applicable, the $65 onsite administrative fee.

Investors and issuers will be notified via a separate email from ASF staff once their registration has been approved. If your registration as an investor or issuer is not approved, you will be notified via email and your registration fee will be refunded. ASF staff may contact you via email if additional information is required. Failure to respond to this inquiry within ten (10) business days will result in the cancellation of your registration.

Investors and Issuers are also subject to the general ASF 2014 Registration Policies, Terms and Conditions.