AML and Financial Crimes, Innovation and Analytics, Cybersecurity

Our December workshop offers an exciting range of topics - Anti-Money Laundering (AML) and financial crime compliance, innovation and data analytics, electronic surveillance and cyber security risks.

Our morning session will be of interest to AML and audit professionals that are facing rapidly evolving regulations, technology and developments in their area. The need for internal audit functions to do more has intensified and a panel of industry experts will address latest developments, hot topics and trends, including: 

• Emerging trends and regulatory expectations
• DFS 504 experiences
• Model Validation and Optimization
• Data Governance and Lineage
• Beneficial Ownership
• Use of Emerging Technologies - RPA and AI in financial crimes audits
• Electronic Communication Surveillance
• Internal Audit Challenges
  

Our lunch speaker will address innovation in the internal audit profession and the use of leading tools and practices, including data analytics and models, to build a premiere function in the industry. Organizations are continuously developing new methods and structures and they expect internal audit to be able to respond timely with strategic insights on risks and control environment. To be able to do so, the audit function needs to create new approaches, adopt new technologies and evolve.

The afternoon session of the workshop will explore various aspects of cybersecurity risks, including the risk of insiders that are able to bypass traditional controls and leave little to no trace, increasing the vulnerability of mission-critical data. The workshop will discuss the best course of action.

CPE credits: 7 hours
Knowledge Level: Intermediate
Field of Study: Auditing