2018 Hedge Fund General Counsel and Compliance Officer Summit
 

                       Register By Friday, July 20th and Save Up To $225 Off Standard Rate!

BEST PRACTICES FOR ENSURING REGULATORY COMPLIANCE


The
12th Annual Hedge Fund General Counsel and Compliance Officer Summit provides the perfect platform for senior In-House Counsel and Compliance Officers to come together and address the most pressing regulatory and business challenges facing hedge funds today.

Register today to gain key insights and real life examples from fellow hedge fund general counsels and compliance officers, while also earning
CLE credits.

Earn Up To 12 CLE Credits! 
(including 1 Diversity Credit & 1 Ethics Credit)

KEYNOTES ANNOUNCED

William Delmage
Assistant Regional Director
U.S. Securities and Exchange Commission
Manal Sultan
Deputy Director of the Division of Enforcement
U.S. Commodity Futures Trading Commission
Valerie Szczepanik
Assistant Director & Head of the SEC’s Distributed Ledger Technology Working Group
U.S. Securities and Exchange Commission

Session:
Shedding Light onto Examination Expectations & Trends for 2018 
 Session:
Navigating the Crypto World: How to Avoid the Legal & Compliance Pitfalls
Session:
Navigating the Crypto World: How to Avoid the Legal & Compliance Pitfalls


It is more crucial than ever that hedge funds have an effective legal and compliance program in place. Understanding the implications of the latest regulatory rules and guidance is a must. You need to have solutions and strategies for addressing legal and operational issues associated with managing investors, fund structuring, marketing and conducting business in general – a particularly challenging mandate as the industry faces difficulty generating the returns they once did and is seeing a trend away from active management.


FEATURED SPEAKERS:
This Year's Featured Speakers

FEATURED TOPICS INCLUDE:


  • SEC Examination & Enforcement
  • Cryptocurrency
  • Cybersecurity and Data Privacy
  • Hedge Fund Innovation
  • Fund Structures
  • Corporate Citizenship
  • The Ethics of Big Data & Web-Scraping
  • Hedge Fund Insurance


TOP 3 REASONS TO ATTEND:


1. Hear from and network with in-house counsel and compliance officers from top-tier firms and regulatory/government officials from the latest administration.

2. Gain a better understanding of the latest SEC mandates, goals, regulatory priorities and overall enforcement landscape under Chairman Jay Clayton.

3. Obtain tools for dealing with the legal and compliance implications on hedge funds resulting from the rise in active management rather than passive management.


WHO SHOULD ATTEND 2018 HEDGE FUND GENERAL COUNSEL & COMPLIANCE OFFICER SUMMIT


ROLES

•  General Counsel
•  Chief Legal Officer
•  General Counsel & Chief Compliance Officer
•  Chief Compliance Officer
•  Director/Head of Compliance
•  Compliance Officer
•  Assistant General Counsel
•  Associate General Counsel
•  Chief Administration Officer
•  Chief Counsel
•  Chief Operating Officer
•  Head of Legal & Investment Structuring
•  In-house Counsel
•  Managing Director
TYPE OF ORGANIZATION

•  Alternative investors
•  Banks
•  Endowments
•  Fund of funds
•  Fund sponsors
•  Hedge funds
•  Infrastructure funds
•  Insurance companies
•  Investment advisors
•  Law enforcement agencies
•  Pension plans
•  Regulatory agencies
•  Sovereign wealth funds
•  Wealth managers

THIS CONFERENCE IS ALSO RELEVANT TO:

Partners, Managing Directors and Chief/Senior Executives whose practice focuses on Investment Funds, Funds, Securities, Employment and Privacy/Security from the following organizations: Broker Dealers; Cybersecurity Vendors; Fund Legal Administration & Compliance Providers; Law Firms; Market Makers; and Regulatory Consulting Firms.

2018 SPONSORS


Gold Sponsors

                   



                                              



Business Development Sponsors

                        


Roundtable Moderator Sponsors

       


                                         



Exhibitor






Media Partners

      BarclayHedge

     EurekaHedge